Baran Institute of Technology
$6,000,000
Senior Subordinated Debt
Convertible Preferred Stock
funded by Merion
VantaCore Partners
$42,000,000
Senior Secured Credit Facility
and Acquisition Facility
funded by PNC Bank
VantaCore Partners
$37,000,000
Senior Secured Credit Facility
2nd Lien Term Loan
funded by Wells Fargo Foothill and
The Gladstone Companies
Mandala Healing Center
Undisclosed
Receivable Financing
Brightheart Veterinary Centers
$21,000,000
Senior and Subordinated Notes
funded by Caltius
CD&L
$10,000,000
Senior Debt
Restructuring Advisor
Brightheart Veterinary Centers
$28,500,000
Series A Preferred
funded by LLRPartners
and Caltius
Empire Scaffold
$18,500,000
Convertible Preferred Stock
and Senior Secured Notes
funded by TICC
Iron City
$7,000,000
Revolving Credit Facility and
Senior Secured Notes
funded by FCF and
First Capital
JMF
$30,000,000
Sale to Zhejiang Hailiang Co. Ltd
Sell-Side Advisor
Fitek
Undisclosed
Acquisition of RockIT Solutions, LLC
Buy-Side Advisor
Kansas City Life
Undisclosed
Merger Advisory
Exclusive Financial Advisor
Voxox
$6,000,000
Private Placement
Exclusive Financial Advisor
Private Oil and Gas Exploration and Development Company
$250,000,000
Debt Financing
Financial Advisor
Genebre
$18,287,600
Unitranche Debt
Financing
Exclusive Financial Advisor
Tout
$2,300,000
Over-Allotment
Private Placement Of Securities
Exclusive Placement Agent
Miller Energy Resources
$25,000,000
Preferred Stock
Public Offering
Co- Manager
Horizon Bradco
Undisclosed
Recapitalization by
Hamilton Robinson
Capital Partners LLC
Exclusive Financial Advisor
Neurotrope BioScience
Undisclosed
Merger Advisory
Exclusive Advisor
Tout
$5,450,000
Private Placement Of Securities
Exclusive Placement Agent
Full Circle Capital
$21,150,000
Notes Offering
Co-Manager
Saratoga Investment Corp.
$48,300,000
Notes Offering
Co-Manager
Genebre
$20,202,020
Senior Secured Debt
Financing
Exclusive Financial Advisor
CiG
Undisclosed
Follow-On Offering
Co-Manager
Validant
Undisclosed
Advisory Services
Exclusive Financial Advisor
Wholesome Goodness
Undisclosed
Private Placement Of Securities
Exclusive Financial Advisor
Gladstone Land
$56,703,960
Initial Public Offering
Co-Manager
Digiplex
$20,000,000
Venture with Star Media, LLC
Financial Advisor
T&S
Undisclosed
Acquisition by T&S Brass
EnviroPure
Exclusive Financial Advisor
Private Pharmaceutical Grade Agribusiness
$20,000,000
Sell-Side Advisor
Pegasi
$4,000,000
Private Placement
Co-Placement Agent
KEYW
$99,992,500
Follow-On Offering
Co-Manager
Carmike Cinemas
$52,000,000
Follow-On Offering
Co-Manager
Tout
Undisclosed
Series B Financing
Placement Agent – 819 Media Fund
Series B Lead Investor
Digiplex
$15,395,790
Initial Public Offering
Joint-Book Running
Co-Lead Manager
Supreme Protein
Undisclosed
Sell-Side Advisor
Fitek
Undisclosed
Financial Advisory Services
Financial Advisor
Acorn Energy
Undisclosed
Investment Banking Advisory Services
Financial Advisor
Tulip Corporation
Undisclosed
Acquisition by Saugatuck Capital, Inc.
Sell-Side Advisor