Business Continuity Statement

Dominick & Dickerman maintains a business continuity plan in the event of a significant business disruption which would impede or prevent it from accessing its offices.

Our plan considers a number of scenarios including disruption to a single building, a city-wide, or regional business disruption. If after a significant business disruption, you cannot contact us at the telephone number you usually use, you should call (646) 780-8421 or go to our website at Dominick & Dickerman.com. If you cannot access us through either of those means, you should contact you Investment Banker directly by cell phone or E-mail..

. While we have strived to develop an effective business continuity plan, we cannot eliminate all risk of service interruption after a significant business disruption. We will, however, continue to evaluate and update our plan as necessary to address this risk.

If you have any questions regarding our business continuity plan, please contact your Dominick & Dickerman Financial Advisor or call (646) 780-8421.

This information is subject to modification.